The agency says Joel Sofia falsely claimed he was an experienced options trader and fraudulently gained access to victims’ ...

Rhoads notes that preferred share issuance is highly concentrated in the financial services industry, including banks and ...

Prosecutors say that the Ponzi scheme led by the financial advisor is likely the largest in Georgia history.

Do you need a financial advisor? Learn what advisors actually do, who benefits most, and when hiring one is worth the cost.

Have an issue with your financial planner or looking for a new one? Email questions or concerns to picks@marketwatch.com.

Have an issue with your financial planner or looking for a new one? Email questions or concerns to picks@marketwatch.com.

How much does a financial advisor cost? See typical fees, common pricing models, and how much advice really costs over time.

A small, specific group of investors can handle its wild ups and downs, and not because they're chasing quick riches.

From classic strategies like tax-loss harvesting to new tax-advantaged funds, financial advisors are emphasizing ways to boost after-tax returns.

The quarterly "Advisor Outlook Index," conducted by U.S. News & World Report and AdvisorFinder, asks financial advisors to ...

Managing debt can feel overwhelming, but a financial debt advisor can help you create a plan, explore your options and ...