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Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the former deputy CEO of French asset manager H2O, and banned him from the ...
The UK’s financial watchdog has fined H2O Asset Management’s former deputy chief executive £1mn and banned him from the financial services industry for providing deliberately misleading information.
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Retail Banker International on MSNFCA clarifies expectations on non-financial misconduct to align approach across financial services
Thomas Beale assesses the FCA’s extended conduct rules on bullying, harassment and violence. What are the practical ...
Buy now, pay later consumer protections proposed by Financial Conduct Authority - Borrowers will have more transparency over ...
The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...
Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...
The Financial Conduct Authority wants its legal and medical counterparts to target firms helping those who fabricate or ...
Rachel Reeves has set out sweeping reforms to the UK’s finance industry in the hope of delivering much-needed economic growth ...
The Financial Conduct Authority (FCA) gained oversight of crypto promotions with the approval of the Financial Services and Markets Act last month. By Camomile Shumba Jul 18, 2023.
The Financial Conduct Authority (FCA) is a quasi-governmental agency in the United Kingdom, formed as one of the successors to the Financial Services Authority (FSA). It regulates financial firms ...
The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.
The UK’s financial watchdog is clamping down on social media “finfluencers” and adverts like crypto “memes” on platforms such as Instagram or TikTok which could be harming consumers.
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